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Robert Francis Field

Putnam Investment Management, LLC

Boston, MA

CRD 7638893

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Employer firm

Putnam Investment Management, LLC CRD 106629

$117B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)

From the firm’s Form ADV. Read the guides:

Current Employers
Putnam Investment Management, Llc

100 Federal St, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-05-02
  • MA RA
    APPROVED
    Since 2023-05-02

Branch Locations

100 Federal St, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Putnam Retail Management Boston MA 09/2022 07/2024
Putnam Investments Llc Andover MA 03/2019 09/2022
Summer Sessions Surf Shop Rye NH 05/2014 12/2018
Franklin Distributors, Llc Boston MA 07/2024 Present
Putnam Investment Adviser Boston MA 04/2023 Present
  • 09/2022 → 07/2024
    Putnam Retail Management
    Boston, MA
  • 03/2019 → 09/2022
    Putnam Investments Llc
    Andover, MA
  • 05/2014 → 12/2018
    Summer Sessions Surf Shop
    Rye, NH
  • 07/2024 → Present
    Franklin Distributors, Llc
    Boston, MA
  • 04/2023 → Present
    Putnam Investment Adviser
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-12
  • S66 Uniform Combined State Law Examination
    2023-04-12

View on SEC IAPD

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