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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-21
  • TX RA
    APPROVED
    Since 2023-04-21

Branch Locations

1330 Lake Robbins Drive Suite 150, The Woodlands, TX 77380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Applied Material Technology Tallahassee FL 04/2017 04/2019
Kci Tallahassee FL 04/2019 10/2019
Georgetown University Washington DC 08/2018 05/2020
Lontex 14, Llc College Station TX 06/2020 Present
Raymond James Financial Services, Inc. College Station TX 09/2022 Present
Raymond James Financial Services Advisors, Inc College Station TX 04/2023 Present
Woodforest Financial Group The Woodlands TX 10/2024 Present
Us Army Fort Knox KY 02/2007 03/2017
Wentzler & Decker Wealth Woodlands TX 08/2025 Present
  • 04/2017 → 04/2019
    Applied Material Technology
    Tallahassee, FL
  • 04/2019 → 10/2019
    Kci
    Tallahassee, FL
  • 08/2018 → 05/2020
    Georgetown University
    Washington, DC
  • 06/2020 → Present
    Lontex 14, Llc
    College Station, TX
  • 09/2022 → Present
    Raymond James Financial Services, Inc.
    College Station, TX
  • 04/2023 → Present
    College Station, TX
  • 10/2024 → Present
    Woodforest Financial Group
    The Woodlands, TX
  • 02/2007 → 03/2017
    Us Army
    Fort Knox, KY
  • 08/2025 → Present
    Wentzler & Decker Wealth
    Woodlands, TX
Other Businesses

(1)Name of Business: Lontex 14 LLC DBA VetCor of Brazos Valley Address: 15629 Shady Brook Ln, College Station, TX, 77845, United States Activity Type: Business Owner Position/Title: Officer - President Investment Related: No Start Date: 07/06/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of franchise territory. In the process of transferring ownership. Operational/day-to-day control and equipment is run out of adjacent franchise. (2)Name of Business: Woodforest Wealth Address: 1330 Lake Robbins Dr Ste 150, The Woodlands, TX, 77380-3268, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/20/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: financial advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-04
S63 Uniform Securities Agent State Law Examination 2023-03-09
  • S65 Uniform Investment Adviser Law Examination
    2023-04-04
  • S63 Uniform Securities Agent State Law Examination
    2023-03-09

View on SEC IAPD

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