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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-21 |
Branch Locations
1330 Lake Robbins Drive Suite 150, The Woodlands, TX 77380 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Applied Material Technology | Tallahassee | FL | 04/2017 | 04/2019 |
| Kci | Tallahassee | FL | 04/2019 | 10/2019 |
| Georgetown University | Washington | DC | 08/2018 | 05/2020 |
| Lontex 14, Llc | College Station | TX | 06/2020 | Present |
| Raymond James Financial Services, Inc. | College Station | TX | 09/2022 | Present |
| Raymond James Financial Services Advisors, Inc | College Station | TX | 04/2023 | Present |
| Woodforest Financial Group | The Woodlands | TX | 10/2024 | Present |
| Us Army | Fort Knox | KY | 02/2007 | 03/2017 |
| Wentzler & Decker Wealth | Woodlands | TX | 08/2025 | Present |
(1)Name of Business: Lontex 14 LLC DBA VetCor of Brazos Valley Address: 15629 Shady Brook Ln, College Station, TX, 77845, United States Activity Type: Business Owner Position/Title: Officer - President Investment Related: No Start Date: 07/06/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of franchise territory. In the process of transferring ownership. Operational/day-to-day control and equipment is run out of adjacent franchise. (2)Name of Business: Woodforest Wealth Address: 1330 Lake Robbins Dr Ste 150, The Woodlands, TX, 77380-3268, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/20/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: financial advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 2023-03-09 |
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