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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-08-18
  • PA RA
    APPROVED
    Since 2026-08-18

Branch Locations

Philadelphia, PA • United States

12325 Port Grace Blvd, Lavista, NE 68128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rothman Orthopaedics Philadelphia PA 10/2012 10/2022
Lincoln Financial Advisors Philadelphia PA 10/2022 05/2024
Lincoln Financial Fort Wayne IN 05/2024 08/2026
Simplicity Investments Summit NJ 01/2026 08/2026
Osaic Wealth, Inc Philadelphia PA 08/2026 Present
  • 10/2012 → 10/2022
    Rothman Orthopaedics
    Philadelphia, PA
  • 10/2022 → 05/2024
    Lincoln Financial Advisors
    Philadelphia, PA
  • 05/2024 → 08/2026
    Lincoln Financial
    Fort Wayne, IN
  • 01/2026 → 08/2026
    Simplicity Investments
    Summit, NJ
  • 08/2026 → Present
    Philadelphia, PA
Previous Registrations
  • 2026-01-08 → 2026-08-17
    Summit, NJ
    Philadelphia, PA
  • 2023-05-11 → 2024-05-08
    Osaic Fa, Inc.
    Philadelphia, PA
    Fort Wayne, IN
    Medford, NJ
Other Businesses

1. EOM LADY ANGELS POSITION: Volunteer Youth Softball Coach NATURE: It is not an a business. I volunteer coach for my daughter's youth softball team. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 08/20/2024 ADDRESS: 144 Moore Street, Philadelphia PA 19148, United States DESCRIPTION: Coaching youth softball travel team. Run and schedule practices and games. 2. 2 DOORS DOWN LAND ACQUISITION LLC POSITION: Co-owner NATURE: LLC for Real Estate Rentals and Flips INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/10/2024 ADDRESS: 3132 Lanvale Pl, Philadelphia PA 19145, United States DESCRIPTION: Manage and maintain properties. Assisting with tenants as needed.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-17
  • S66 Uniform Combined State Law Examination
    2023-04-17

View on SEC IAPD

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