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Usa Financial Securities LLC CRD 103857
$297M regulatory AUM 374 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6020 East Fulton Street, Ada, MI 49301 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2023-09-14 |
Branch Locations
6020 East Fulton, Ada, MI 49301 • USA
6 State St. Ste 310, Bangor, ME 04401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bangor Savings Bank | Bangor | ME | 05/2016 | 01/2017 |
| Bangor Savings Bank | Bangor | ME | 01/2017 | 06/2019 |
| Bangor Savings Bank | Bangor | ME | 06/2019 | 02/2024 |
| Bangor Wealth Management | Bangor | ME | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-29 |
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