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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-26
PA RA APPROVED 2023-01-24
  • TX RA
    APPROVED
    Since 2023-01-26
  • PA RA
    APPROVED
    Since 2023-01-24

Branch Locations

101 West Ave, Jenkintown, PA 19046 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jenkintown PA 09/2022 Present
Magic Hour Productions, Llc Long Beach CA 01/2013 09/2022
Bank Of America, N.A. Jenkintown PA 11/2022 Present
Other Businesses

Name of the other businessMagic Hour Productions, LLC Whether the business is investment-relatedNot Investment relatedAddress of the other business310 S. Swall Drive LA CA 90048Nature of the other businessEntertainment Your positionWas CEO/ Now I am no longer thereTitle, or relationship with the other businessStarted the Company Start date of your relationshipNo longer thereApproximate number of hours/month you devote to the other businessNo longer thereNumber of hours you devote to the other business during securities trading hoursNONEBriefly describe your duties relating to the other businessNONE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-11
  • S66 Uniform Combined State Law Examination
    2023-01-11
Other Names
  • Josh Surkin
  • Joshua Surkin

View on SEC IAPD

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