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Dominique Nicole Dangelo

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Francisco, CA

Pasadena, CA

CRD 7637794

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-08-07
  • CA RA
    APPROVED
    Since 2024-08-07

Branch Locations

555 California St, San Francisco, CA 94104 • United States

800 E Colorado Blvd, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America San Francisco CA 09/2008 Present
Laney College Oakland CA 07/2017 12/2017
  • 09/2008 → Present
    Bank Of America
    San Francisco, CA
  • 07/2017 → 12/2017
    Laney College
    Oakland, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-06
S63 Uniform Securities Agent State Law Examination 2024-05-02
  • S65 Uniform Investment Adviser Law Examination
    2024-08-06
  • S63 Uniform Securities Agent State Law Examination
    2024-05-02

View on SEC IAPD

Nearby Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.

Nearby Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS

Nearby Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA

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