Best Investors
Account
Sign in
Best Investors
Account
Sign in
W&S Brokerage Services, Inc. CRD 8099
$257M regulatory AUM 772 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
400 Broadway, Cincinnati, OH 45202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-05-31 |
Branch Locations
115 Central Island Street Suite 190, Daniel Island, SC 29492-7320 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| W&S Brokerage Services | Cincinnati | OH | 09/2022 | Present |
| Western And Southern Life | Daniel Island | SC | 08/2022 | Present |
| Tjx Companies | Summerville | SC | 10/2019 | 07/2022 |
| Unemployed | Summerville | SC | 07/2019 | 09/2019 |
| Dicks Sporting Goods | Summerville | SC | 10/2011 | 06/2019 |
Western and Southern Life- No - Daniel Island, SC Full Time Sales Agent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2022-10-29 |
Reach out to this advisor