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Michael Lee Mock

Beacon Capital Management, Inc.

West Des Moines, IA

Dayton, OH

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Current Employers
Beacon Capital Management, Inc.

7777 Washington Village Drive Suite 280, Dayton, OH 45459 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2022-10-14
  • IA RA
    APPROVED
    Since 2022-10-14

Branch Locations

8300 Mills Civic Parkway, West Des Moines, IA 50266 • United States

7777 Washington Village Drive Suite 280, Dayton, OH 45459 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Beacon Capital Management, Inc. Dayton OH 09/2022 Present
Sammons Financial Group West Des Moines IA 07/2013 Present
Other Businesses

NOB: Sammons Financial Group. Title: Senior VP Wealth Management Strategy. Start Date: 07/05/2013

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-14
  • S65 Uniform Investment Adviser Law Examination
    2022-10-14

View on SEC IAPD

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