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James Christopher Raper

Guardian Wealth Management, LLC

Chattanooga, TN

CRD 7637561

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Employer firm

Guardian Wealth Management, LLC CRD 118668

$411M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Guardian Wealth Management, Llc

736 Market Street Suite 1320, Chattanooga, TN 37402 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-10-05
  • TN RA
    APPROVED
    Since 2022-10-05

Branch Locations

736 Market Street Suite 1320, Chattanooga, TN 37402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Walth Management, Inc. Chattanooga TN 01/2021 Present
Henderson Hutcherson & Mccullough Cpas Chattanooga TN 10/2019 12/2020
Belhaven University Chattanooga TN 06/2017 10/2020
Bluecross Blueshield Of Tennessee Chattanooga TN 10/2016 10/2019
Ymca Of Chattanooga Chattanooga TN 05/2015 06/2018
Thompson, Rogers & Williams Cpas Chattanooga TN 10/2013 09/2016
  • 01/2021 → Present
    Guardian Walth Management, Inc.
    Chattanooga, TN
  • 10/2019 → 12/2020
    Henderson Hutcherson & Mccullough Cpas
    Chattanooga, TN
  • 06/2017 → 10/2020
    Belhaven University
    Chattanooga, TN
  • 10/2016 → 10/2019
    Bluecross Blueshield Of Tennessee
    Chattanooga, TN
  • 05/2015 → 06/2018
    Ymca Of Chattanooga
    Chattanooga, TN
  • 10/2013 → 09/2016
    Thompson, Rogers & Williams Cpas
    Chattanooga, TN
Designations
  • Personal Financial Specialist
Other Names
  • Chris Raper

View on SEC IAPD

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