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Employer firm

First Citizens Investor Services, Inc. CRD 44430

$2.63B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-01
  • TX RA
    APPROVED
    Since 2025-12-01

Branch Locations

Cypress, TX • United States

128 S Tryon Street, Charlotte, NC 28202 • United States

Svb Wealth

53 State Street 28Th Floor, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-11-01
TX RA APPROVED 2022-10-31
  • MA RA
    APPROVED
    Since 2022-11-01
  • TX RA
    APPROVED
    Since 2022-10-31

Branch Locations

Cypress, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Svb Wealth Llc Boston MA 09/2022 Present
Altria Richmond VA 05/2022 08/2022
Boeing Arlington VA 06/2022 07/2022
Exxon Houston TX 06/2022 07/2022
Pwc Houston TX 01/2022 03/2022
Naval Education & Training Command (Dod) Washington DC 05/2021 11/2021
Unemployed Houston TX 01/2021 05/2021
Cisco Austin TX 11/2020 01/2021
Chevron Houston TX 06/2019 12/2020
Kpmg Dallas TX 06/2019 07/2020
Key Energy Services Houston TX 09/2016 06/2019
Align Strategic Partners Houston TX 08/2014 09/2016
First Citizens Investor Services Raleigh NC 09/2025 Present
First Citizens Bank Cypress TX 09/2025 Present
  • 09/2022 → Present
    Svb Wealth Llc
    Boston, MA
  • 05/2022 → 08/2022
    Altria
    Richmond, VA
  • 06/2022 → 07/2022
    Boeing
    Arlington, VA
  • 06/2022 → 07/2022
    Exxon
    Houston, TX
  • 01/2022 → 03/2022
    Pwc
    Houston, TX
  • 05/2021 → 11/2021
    Naval Education & Training Command (Dod)
    Washington, DC
  • 01/2021 → 05/2021
    Unemployed
    Houston, TX
  • 11/2020 → 01/2021
    Cisco
    Austin, TX
  • 06/2019 → 12/2020
    Chevron
    Houston, TX
  • 06/2019 → 07/2020
    Kpmg
    Dallas, TX
  • 09/2016 → 06/2019
    Key Energy Services
    Houston, TX
  • 08/2014 → 09/2016
    Align Strategic Partners
    Houston, TX
  • 09/2025 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 09/2025 → Present
    First Citizens Bank
    Cypress, TX
Other Businesses

FCIS; 8540 Colonnade Center Drive, Raleigh, NC 27615; FCIS is an Affiliated Firm; Role is Affluent Wealth Advisor, I provide comprehensive wealth management and financial planning services to high-networth and innovation economy clients. Delivering advice and guidance related to investment strategies, securities, insurance solutions, banking products, and lending services. Through collaboration with investment managers and the financial planning team, I assess client goals and risk tolerance, develop tailored financial plans , and coordinate and implement investment, insurance and credit solutions to ensure alignment with their short and long-term investment goals. Begin 9/2025.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-11-11
S65 Uniform Investment Adviser Law Examination 2022-10-31
  • S63 Uniform Securities Agent State Law Examination
    2025-11-11
  • S65 Uniform Investment Adviser Law Examination
    2022-10-31

View on SEC IAPD

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