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First Citizens Investor Services, Inc. CRD 44430
$2.63B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-01 |
Branch Locations
128 S Tryon Street, Charlotte, NC 28202 • United States
53 State Street 28Th Floor, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-11-01 |
| TX | RA | APPROVED | 2022-10-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Svb Wealth Llc | Boston | MA | 09/2022 | Present |
| Altria | Richmond | VA | 05/2022 | 08/2022 |
| Boeing | Arlington | VA | 06/2022 | 07/2022 |
| Exxon | Houston | TX | 06/2022 | 07/2022 |
| Pwc | Houston | TX | 01/2022 | 03/2022 |
| Naval Education & Training Command (Dod) | Washington | DC | 05/2021 | 11/2021 |
| Unemployed | Houston | TX | 01/2021 | 05/2021 |
| Cisco | Austin | TX | 11/2020 | 01/2021 |
| Chevron | Houston | TX | 06/2019 | 12/2020 |
| Kpmg | Dallas | TX | 06/2019 | 07/2020 |
| Key Energy Services | Houston | TX | 09/2016 | 06/2019 |
| Align Strategic Partners | Houston | TX | 08/2014 | 09/2016 |
| First Citizens Investor Services | Raleigh | NC | 09/2025 | Present |
| First Citizens Bank | Cypress | TX | 09/2025 | Present |
FCIS; 8540 Colonnade Center Drive, Raleigh, NC 27615; FCIS is an Affiliated Firm; Role is Affluent Wealth Advisor, I provide comprehensive wealth management and financial planning services to high-networth and innovation economy clients. Delivering advice and guidance related to investment strategies, securities, insurance solutions, banking products, and lending services. Through collaboration with investment managers and the financial planning team, I assess client goals and risk tolerance, develop tailored financial plans , and coordinate and implement investment, insurance and credit solutions to ensure alignment with their short and long-term investment goals. Begin 9/2025.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-11-11 |
| S65 | Uniform Investment Adviser Law Examination | 2022-10-31 |
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