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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-03
  • CA RA
    APPROVED
    Since 2024-06-03

Branch Locations

10297 S. De Anza Blvd, Cupertino, CA 95014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa N.A. Cupertino CA 10/2022 Present
Hsbc Securities (Usa) Inc. Cupertino CA 10/2023 Present
Ebc Cupertino CA 08/2022 09/2022
Unemployment Cupertino CA 06/2022 08/2022
Uc San Diego San Diego CA 09/2020 06/2022
Kura Sushi Cupertino CA 09/2019 07/2020
De Anza College Cupertino CA 02/2019 08/2019
Haidilao Hot Pot Cupertino CA 05/2018 01/2019
De Anza College Cupertino CA 08/2016 06/2018
  • 10/2022 → Present
    Hsbc Bank Usa N.A.
    Cupertino, CA
  • 10/2023 → Present
    Cupertino, CA
  • 08/2022 → 09/2022
    Ebc
    Cupertino, CA
  • 06/2022 → 08/2022
    Unemployment
    Cupertino, CA
  • 09/2020 → 06/2022
    Uc San Diego
    San Diego, CA
  • 09/2019 → 07/2020
    Kura Sushi
    Cupertino, CA
  • 02/2019 → 08/2019
    De Anza College
    Cupertino, CA
  • 05/2018 → 01/2019
    Haidilao Hot Pot
    Cupertino, CA
  • 08/2016 → 06/2018
    De Anza College
    Cupertino, CA
Other Businesses

1. The name of the other business - HafenDew LLC 2. Whether the business is investment-related: No 3. The address of the other business - 2355 Lass Dr. Santa Clara, CA 95054 4. The nature of the other business: Social networking-relationship App 5. Your position: Owner 6. Title: Owner 7. Relationship with the other business: Co-funder 8. The start date of your relationship: 9. The approximate number of hours/month you devote to the other business: 1 hr / week, 4 hr / month. 10. The number of hours you devote to the other business during securities trading hours: Only spend time during weekend 11. Briefly describe your duties relating to the other business: Marketing research, Search Engine Optimization

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-03
  • S66 Uniform Combined State Law Examination
    2024-06-03

View on SEC IAPD

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