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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-12-03
  • MA RA
    APPROVED
    Since 2025-12-03

Branch Locations

128 S Tryon Street, Charlotte, NC 28202 • United States

53 State St 28Th Floor, Boston, MA 02109 • United States

Svb Wealth

53 State Street 28Th Floor, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-11-02
  • MA RA
    APPROVED
    Since 2022-11-02

Branch Locations

53 State Street 28Th Floor, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Svb Wealth Llc Boston MA 09/2022 Present
Blackfriar Pub Dallas TX 06/2022 08/2022
Maclean Consulting Llc Autin TX 10/2021 06/2022
Sandbar Jetties Beach Nantucket MA 09/2021 10/2021
Caliber Home Loans Coppell MA 06/2021 09/2021
Southern Methodist University Dallas TX 08/2017 06/2021
Southwest Spirits Distillery Dallas TX 06/2020 08/2020
Well Alkaline Water Corona Del Mar CA 06/2019 06/2020
Corona Del Mar Middle/ High School Newport Beach CA 09/2012 08/2017
First Citizens Investor Services Raleigh NC 09/2025 Present
Rover Scituate MA 10/2025 Present
First Citizens Bank Boston MA 09/2025 Present
  • 09/2022 → Present
    Svb Wealth Llc
    Boston, MA
  • 06/2022 → 08/2022
    Blackfriar Pub
    Dallas, TX
  • 10/2021 → 06/2022
    Maclean Consulting Llc
    Autin, TX
  • 09/2021 → 10/2021
    Sandbar Jetties Beach
    Nantucket, MA
  • 06/2021 → 09/2021
    Caliber Home Loans
    Coppell, MA
  • 08/2017 → 06/2021
    Southern Methodist University
    Dallas, TX
  • 06/2020 → 08/2020
    Southwest Spirits Distillery
    Dallas, TX
  • 06/2019 → 06/2020
    Well Alkaline Water
    Corona Del Mar, CA
  • 09/2012 → 08/2017
    Corona Del Mar Middle/ High School
    Newport Beach, CA
  • 09/2025 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 10/2025 → Present
    Rover
    Scituate, MA
  • 09/2025 → Present
    First Citizens Bank
    Boston, MA
Other Businesses

1) FCIS; 8540 Colonnade Center Drive, Raleigh, NC 27615; FCIS is an affiliated Firm. 160 hr/month; 140 during trading hours. 2) ROVER POSITION: Contractor NATURE: Outside Employment (retail job, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/11/2025 ADDRESS: 47 Pennfield Rd, Scituate MA 02066, United States DESCRIPTION: Pet care / walking service

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-11-06
S65 Uniform Investment Adviser Law Examination 2022-10-24
  • S63 Uniform Securities Agent State Law Examination
    2025-11-06
  • S65 Uniform Investment Adviser Law Examination
    2022-10-24

View on SEC IAPD

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