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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-10-09
NY RA APPROVED 2024-10-08
  • NJ RA
    APPROVED
    Since 2024-10-09
  • NY RA
    APPROVED
    Since 2024-10-08

Branch Locations

New York, NY • United States

766 Shrewsbury Ave E, Ste. 302, Tinton Falls, NJ 07724 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Verizon Telecommunications Bronx NY 08/1995 Present
Newbridge Securities Corporation Sea Girt NJ 09/2022 10/2023
Cetera Wealth Services, Llc El Segundo CA 06/2024 Present
Tax Remedy Hub New York NY 05/2020 Present
Jetsetters Unlimited Llc New York NY 04/2015 Present
Cetera Investment Advisers Llc Schaumburg IL 10/2024 Present
  • 08/1995 → Present
    Verizon Telecommunications
    Bronx, NY
  • 09/2022 → 10/2023
    Newbridge Securities Corporation
    Sea Girt, NJ
  • 06/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 05/2020 → Present
    Tax Remedy Hub
    New York, NY
  • 04/2015 → Present
    Jetsetters Unlimited Llc
    New York, NY
  • 10/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: NEW YORK STATE SOCIETY OF ENROLLED AGENTS; INVESTMENT RELATED: NO; ADDRESS: NEW YORK, NY 10030; NATURE OF BUSINESS: SOCIETY OF ENROLLED AGENTS / TAX RELATED; START DATE: 01/2022; POSITION/TITLE/RELATIONSHIP: NYC METRO CHAPTER REPRESENTATIVE; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: MY COMMITTEE PLANS STRATEGIES TO SUCCESSFULLY RECRUIT FELLOW ENROLLED AGENTS INTO OUR ORGANIZATION FROM OUR LOCAL AREA TO ATTEND OUR LEARNING CONFERENCES, SEMINARS AND TO NETWORK WITH OTHER TAX PROFESSIONALS; 2. NAME OF OTHER BUSINESS: TAX REMEDY HUB; INVESTMENT RELATED: NO; ADDRESS: NEW YORK, NY 10030; NATURE OF BUSINESS: TAX PREPARATION, PLANNING AND REPRESENTATION FOR CLIENTS THAT NEED TAX RETURNS PREPARED AND/OR HAVE TAX DEBT; START DATE: 05/2020; POSITION/TITLE/RELATIONSHIP: OWNER / ENROLLED AGENT; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: PREPARE TAX RETURNS FOR INDIVIDUALS AND BUSINESS CLIENTS. ASSIST WITH TAX PLANNING TO MINIMIZE TAX DEDUCTIONS. ASSIST TAXPAYERS THAT NEED HELP WITH TAX DEBT. 3. NAME OF OTHER BUSINESS: JETSETTERS UNLIMITED LLC; INVESTMENT RELATED: NO; ADDRESS: NEW YORK, NY 10030; NATURE OF BUSINESS: TRAVEL PLANNING SERVICES; START DATE: 04/2015; POSITION/TITLE/RELATIONSHIP: OWNER / TRAVEL ADVISOR; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: RESEARCH AND BOOK LEISURE VACATIONS FOR INDIVIDUALS; 4. NAME OF OTHER BUSINESS: VERIZON TELECOMMUNICATIONS; INVESTMENT RELATED: NO; ADDRESS: 325 EXTERIOR ST, BRONX, NEW YORK 10451; NATURE OF BUSINESS: PHONE, INTERNET, AND CABLE SERVICES; START DATE: 08/1995; POSITION/TITLE/RELATIONSHIP: FIELD TECHNICIAN; APX NUMBER OF HOURS PER WEEK: 35; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: INSTALLING FIBER OPTIC HUBS INTO BUILDINGS, INSTALLING, SPLICING, AND TESTING FIBER OPTIC CABLES TO PROVIDE INTERNET AND PHONE SERVICE TO INDIVIDUALS AND BUSINESSES; 5. NAME OF OTHER BUSINESS: ROSSO FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SECURITIES-RELATED DBA; START DATE: 06/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-09-20
S65 Uniform Investment Adviser Law Examination 2024-02-07
  • S63 Uniform Securities Agent State Law Examination
    2024-09-20
  • S65 Uniform Investment Adviser Law Examination
    2024-02-07
Other Names
  • O'NEal

View on SEC IAPD

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