Best Investors Account Sign in
Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-11-14
TX RA APPROVED 2024-11-14
  • IA RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED
    Since 2024-11-14

Branch Locations

Onawa, IA • United States

4300 S. Lakeport Suite 105, Sioux City, IA 51106 • United States

600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Sioux City IA 08/2022 11/2024
Winnavegas Casino Sloan IA 12/2002 03/2023
The Prudential Insurance Company Of America Sioux City IA 03/2023 Present
Lpl Enterprise, Llc Sioux City IA 11/2024 Present
  • 08/2022 → 11/2024
    Sioux City, IA
  • 12/2002 → 03/2023
    Winnavegas Casino
    Sloan, IA
  • 03/2023 → Present
    The Prudential Insurance Company Of America
    Sioux City, IA
  • 11/2024 → Present
    Sioux City, IA
Previous Registrations
Other Businesses

1) 10/29/2024- PIPAC- Non-Variable Insurance- MEDICARE SUPPLEMENT AND DRUG CARD SALES- INV Related- At Sioux City, IA- Start date 05/22/2023- 1 HRS MTH- 1 HRS During Trading 2) 02/19/2026-Hidden Valley Enterprise, LLC-Owner-Real Estate Rental-Inv related-At Onawa, IA-Start date 01/23/2026-5hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-13
  • S66 Uniform Combined State Law Examination
    2023-02-13
Other Names
  • Mary Margaret Thorp
  • Mary Margaret Stier

View on SEC IAPD

More in Onawa, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor