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Annie Cao

J.P. Morgan Securities LLC

Irvine, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-29
TX RA APPROVED 2026-05-29
  • CA RA
    APPROVED
    Since 2026-05-29
  • TX RA
    APPROVED
    Since 2026-05-29

Branch Locations

5392 Walnut Ave, Irvine, CA 92604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Irvine CA 05/2026 Present
Jpmorgan Chase Bank, N.A. Irvine CA 05/2026 Present
Bank Of America Rowland Heights CA 11/2017 05/2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rowland Heights CA 11/2017 05/2026
A & W International Trading Llc Chino CA 04/2017 01/2018
Tar Hong Texas Inc City Of Industry CA 02/2016 11/2017
  • 05/2026 → Present
    J.P. Morgan Securities Llc
    Irvine, CA
  • 05/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Irvine, CA
  • 11/2017 → 05/2026
    Bank Of America
    Rowland Heights, CA
  • 11/2017 → 05/2026
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Rowland Heights, CA
  • 04/2017 → 01/2018
    A & W International Trading Llc
    Chino, CA
  • 02/2016 → 11/2017
    Tar Hong Texas Inc
    City Of Industry, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-12
  • S66 Uniform Combined State Law Examination
    2022-12-12
Other Names
  • Xue Cao

View on SEC IAPD

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