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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-06-06 |
Branch Locations
8352 Charlotte Hwy Ste B, Fort Mill, SC 29707 • United States
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Fort Mill | SC | 09/2022 | 07/2024 |
| Wells Fargo, Na | Fort Mill | SC | 04/2018 | 07/2024 |
| Inreach | Charlotte | NC | 08/2016 | 04/2018 |
| Marshall's | Matthews | NC | 11/2006 | 12/2016 |
| Lpl Financial Llc | Fort Mill | SC | 07/2024 | 05/2025 |
| Wells Fargo Clearing Services, Llc | Fort Mill | SC | 05/2025 | Present |
| Wells Fargo Bank, Na | Fort Mill | SC | 05/2025 | Present |
| Limestone Products | Monroe | NC | 01/2015 | Present |
| State Of South Carolina | Fort Mill | SC | 02/2022 | Present |
1) 7/2024- LIMESTONE PRODUCTS INC, - NON INVT RELATED- MONROE, NC - HOUSEKEEPING - START DATE 1/01/2015- 4 HRS PER MONTH- 0 HRS DURING TRADING,-CLEANING OFFICE BUILDING 2) 7/2024- Notary- state of SC - INV. RELATED- FORT MILL, SC - 2/2022- 2HRS/MTH
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 2023-03-06 |
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