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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-03
IN RA APPROVED 2022-10-17
  • TX RA
    APPROVED_RES
    Since 2025-02-03
  • IN RA
    APPROVED
    Since 2022-10-17

Branch Locations

8555 River Rd Suite 350, Indianapolis, IN 46240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Engines Advisors L.L.C. Santa Clara CA 10/2017 10/2024
Oneamerica Indianapolis IN 12/2014 10/2017
Edelman Financial Engines Santa Clara CA 10/2024 Present
  • 10/2017 → 10/2024
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
  • 12/2014 → 10/2017
    Oneamerica
    Indianapolis, IN
  • 10/2024 → Present
    Santa Clara, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-17
  • S65 Uniform Investment Adviser Law Examination
    2022-10-17
Designations
Other Names
  • Darcey Gramse

View on SEC IAPD

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