Rick Goodman

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 12/2020 → 09/2022
  Socialladder
  Philadelphia, PA
• 09/2020 → 12/2020
  Socialladder
  Philadelphia, PA
• 05/2020 → 09/2020
  Unemployed
  Scarsdale, NY
• 08/2019 → 05/2020
  University Of Michigan- Ann Arbor
  Ann Arbor, MI
• 06/2019 → 08/2019
  Voyager Hq
  New York, NY
• 08/2018 → 06/2019
  University Of Michigan- Ann Arbor
  Ann Arbor, MI
• 06/2018 → 08/2018
  Scarsdale Recreational Camp
  Scarsdale, NY
• 08/2017 → 06/2018
  University Of Michigan- Ann Arbor
  Ann Arbor, MI
• 06/2017 → 08/2017
  Milberg Factors
  New York, NY
• 08/2016 → 06/2017
  University Of Michigan-Ann Arbor
  Ann Arbor, MI
• 12/2022 → Present
  Bank Of America, N.A.
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2023-01-20