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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-09-09
  • OH RA
    APPROVED
    Since 2024-09-09

Branch Locations

6200 Rockside Rd, Cleveland, OH 44131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Jacksonville FL 09/2022 09/2024
Nitor Partners Beachwood OH 06/2020 09/2022
Fedex Twinsburg OH 04/2020 05/2020
Miami University Oxford OH 08/2018 04/2022
Rosewood Hudson Grille Hudson OH 06/2019 08/2019
Interdesign Solon OH 05/2018 08/2018
Cintas Twinsburg OH 05/2018 05/2018
Walsh Jesuit High School Cuyahoga Falls OH 07/2014 05/2018
Cetera Wealth Services, Llc El Segundo CA 09/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2024 Present
  • 09/2022 → 09/2024
    Fidelity Investments
    Jacksonville, FL
  • 06/2020 → 09/2022
    Nitor Partners
    Beachwood, OH
  • 04/2020 → 05/2020
    Fedex
    Twinsburg, OH
  • 08/2018 → 04/2022
    Miami University
    Oxford, OH
  • 06/2019 → 08/2019
    Rosewood Hudson Grille
    Hudson, OH
  • 05/2018 → 08/2018
    Interdesign
    Solon, OH
  • 05/2018 → 05/2018
    Cintas
    Twinsburg, OH
  • 07/2014 → 05/2018
    Walsh Jesuit High School
    Cuyahoga Falls, OH
  • 09/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2024-03-08 → 2024-06-10
    Fidelity Personal And Workplace Advisors
    Jacksonville, FL
Other Businesses

1. NAME OF OTHER BUSINESS: VANTAGE FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: WEALTH MANAGEMENT START DATE: 08/2024 POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE ASSISTANT APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE SUPPORT TO TWO ADVISORS ALONG WITH SUPPORTING OTHER DEPARTMENTS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-16
S63 Uniform Securities Agent State Law Examination 2023-03-08
  • S66 Uniform Combined State Law Examination
    2024-02-16
  • S63 Uniform Securities Agent State Law Examination
    2023-03-08
Other Names
  • Max Miotke

View on SEC IAPD

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