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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-09-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Jacksonville | FL | 09/2022 | 09/2024 |
| Nitor Partners | Beachwood | OH | 06/2020 | 09/2022 |
| Fedex | Twinsburg | OH | 04/2020 | 05/2020 |
| Miami University | Oxford | OH | 08/2018 | 04/2022 |
| Rosewood Hudson Grille | Hudson | OH | 06/2019 | 08/2019 |
| Interdesign | Solon | OH | 05/2018 | 08/2018 |
| Cintas | Twinsburg | OH | 05/2018 | 05/2018 |
| Walsh Jesuit High School | Cuyahoga Falls | OH | 07/2014 | 05/2018 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2024 | Present |
1. NAME OF OTHER BUSINESS: VANTAGE FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: WEALTH MANAGEMENT START DATE: 08/2024 POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE ASSISTANT APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE SUPPORT TO TWO ADVISORS ALONG WITH SUPPORTING OTHER DEPARTMENTS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 2023-03-08 |
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