Best Investors Account Sign in
Inactive

Annaliese Renate Kelly Ruiz

Roehl & Yi Investment Advisors, LLC

Eugene, OR

CRD 7635095

Claim This Profile
Employer firm

Roehl & Yi Investment Advisors, LLC CRD 109258

$959M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Roehl & Yi Investment Advisors, Llc

450 Country Club Road Suite 200, Eugene, OR 97401 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-01-17
  • OR RA
    APPROVED
    Since 2025-01-17

Branch Locations

450 Country Club Road Suite 200, Eugene, OR 97401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
541 Sushi Bar Eugene OR 05/2015 12/2016
Makoto Japanese Restaurant Eugene OR 05/2016 03/2019
Education Travel Culture Eugene OR 08/2019 06/2021
Roehl & Yi Investment Advisors, Llc Eugene OR 01/2020 Present
Unemployed Eugene OR 03/2019 08/2019
  • 05/2015 → 12/2016
    541 Sushi Bar
    Eugene, OR
  • 05/2016 → 03/2019
    Makoto Japanese Restaurant
    Eugene, OR
  • 08/2019 → 06/2021
    Education Travel Culture
    Eugene, OR
  • 01/2020 → Present
    Roehl & Yi Investment Advisors, Llc
    Eugene, OR
  • 03/2019 → 08/2019
    Unemployed
    Eugene, OR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-08
  • S65 Uniform Investment Adviser Law Examination
    2022-10-08
Other Names
  • Anna Ruiz
  • Annaliese Renate Kelly Mueller

View on SEC IAPD

Nearby Firms

FINANCIAL FACILITATORS, INC.
UBS FINANCIAL SERVICES INC.
CETERA INVESTMENT ADVISERS LLC

Nearby Investors

Andrew Glenn College
Mason Davis Young
JAYMAN FRANK YI

Nearby Offices

FINANCIAL FACILITATORS, INC. · EUGENE, OR
UBS FINANCIAL SERVICES INC. · EUGENE, OR
CETERA INVESTMENT ADVISERS LLC · EUGENE, OR

More in Eugene, OR

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor