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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-03 |
| NC | RA | APPROVED | 2022-10-25 |
Branch Locations
5950 Fairview Rd Ste 250, Charlotte, NC 28210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dma Studios | Charlotte | NC | 01/2022 | 09/2022 |
| Donovan's Store | Charlotte | NC | 01/2018 | Present |
| Livonia High School | Livonia | NY | 01/2012 | 06/2020 |
| University Of North Carolina At Charlotte | Charlotte | NC | 09/2020 | 05/2023 |
| Lpl Financial | Charlotte | NC | 10/2022 | Present |
1- 10/2022 / Real Estate Rental / Investment Related / 618 Lex Dr. Charlotte, NC 2- 10/2022 / Donovan's Store / Business Owner / Non Investment Related / Charlotte, NC 3) 03/17/2025 -Deneault & Greyard, LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:03/14/2025 - 2 Hrs/Mth - 0 Hrs During Trading. 4) 04/08/2025 - Associates of Clifton Park - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date: 04/11/2025 - 2 Hrs/Mth - 2 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-24 |
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