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Rockefeller Financial LLC CRD 291361
$99.6B regulatory AUM 223 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-09-03 |
| TX | RA | APPROVED | 2023-10-30 |
| NY | RA | APPROVED | 2023-10-25 |
Branch Locations
1900 Ave Of The Stars Suite 1000, Los Angeles, CA 90067 • United States
1850 Mt Diablo Boulevard - Suite 300, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rockefeller Financial Llc | Ny | NY | 02/2022 | 08/2024 |
| Rockefeller Capital Management | Ny | NY | 09/2022 | 10/2023 |
| The Gym | Grangeville | ID | 10/2021 | 01/2022 |
| University Of Richmond | Richmond | VA | 08/2017 | 07/2021 |
| Epsom College | Epsom | 07/2012 | 08/2017 | |
| Rockefeller Financial Llc | Walnut Creek | CA | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-25 |
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