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Caddie Lane Cox

Equitable Advisors, LLC

Houston, TX

CRD 7634468

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-10
  • TX RA
    APPROVED
    Since 2023-03-10

Branch Locations

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spring Branch Independent School District Houston TX 07/2019 08/2022
Equitable Advisors, Llc New York NY 09/2022 Present
Katy Isd Katy TX 07/2016 07/2019
Norman Public Schools Norman OK 07/2013 07/2019
  • 07/2019 → 08/2022
    Spring Branch Independent School District
    Houston, TX
  • 09/2022 → Present
    Equitable Advisors, Llc
    New York, NY
  • 07/2016 → 07/2019
    Katy Isd
    Katy, TX
  • 07/2013 → 07/2019
    Norman Public Schools
    Norman, OK
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-21
  • S66 Uniform Combined State Law Examination
    2023-02-21
Other Names
  • Caddie Cox

View on SEC IAPD

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