Sam Michael Flora

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → 08/2017
  Project Resources Group
  Englewood, CO
• 05/2018 → 08/2018
  Boulder Running Company
  Denver Tech Center, CO
• 05/2019 → 08/2019
  Amazing Moves
  Commerce City, CO
• 05/2020 → 08/2021
  Wise Guys Moving
  Englewood, CO
• 08/2021 → 09/2022
  N/A
  Englewood, CO
• 09/2022 → 06/2024
  Fidelity Investments
  Denver, CO
• 09/2016 → 04/2017
  N/A
  Englewood, CO
• 09/2017 → 04/2018
  N/A
  Englewood, CO
• 09/2018 → 04/2019
  N/A
  Englewood, CO
• 09/2019 → 04/2020
  N/A
  Englewood, CO
• 07/2024 → Present
  Charles Schwab & Co., Inc.
  New York City, NY
• 07/2024 → Present
  Charles Schwab Bank, Ssb
  New York City, NY

Exams

• S66 Uniform Combined State Law Examination
  2025-02-18
• S63 Uniform Securities Agent State Law Examination
  2023-06-14

Other Names

• Sam M Flora
• Sam Flora