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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-12-01 |
| WA | RA | APPROVED | 2023-12-01 |
Branch Locations
8019 W. Quinault Ave. Suite #102, Kennewick, WA 99336 • United States
12671 High Bluff Drive Suite 200, San Diego, CA 92130 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Crown Capital Securities, Llc | Orange | CA | 06/2006 | 12/2023 |
| Independent Financial Group, Llc | Kennewick | WA | 12/2023 | Present |
(1) DISCOVERY FINANCIAL SERVICES LLC POSITION: Member / Manager NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2023 ADDRESS: 8019 W. Quinault Ave., Suite #102, Kennewick WA 99336, United States DESCRIPTION: Entity to separate and track business expenses only. Receives no income. (2) POLOLA PROPERTIES LLC POSITION: Member / Manager NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2023 ADDRESS: 8019 W. Quinault Ave., Suite #102, Kennewick WA 99336, United States DESCRIPTION: Only Branch Location with DBA only tenant. Receives no income.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-22 |
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