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Samuel Fink

Ubs Financial Services Inc.

Charlotte, NC

Weehawken, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-01-31
NC RA APPROVED 2023-06-26
  • NJ RA
    APPROVED
    Since 2025-01-31
  • NC RA
    APPROVED
    Since 2023-06-26

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Charlotte NC 10/2022 Present
Real Genius Mortgage Charlotte NC 09/2021 10/2022
Ardrey Kell High School Charlotte NC 08/2013 08/2017
East Carolina University Greenville NC 08/2017 05/2021
Cedarwood Country Club Charlotte NC 05/2021 09/2021
  • 10/2022 → Present
    Ubs Financial Services Inc.
    Charlotte, NC
  • 09/2021 → 10/2022
    Real Genius Mortgage
    Charlotte, NC
  • 08/2013 → 08/2017
    Ardrey Kell High School
    Charlotte, NC
  • 08/2017 → 05/2021
    East Carolina University
    Greenville, NC
  • 05/2021 → 09/2021
    Cedarwood Country Club
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-26
  • S66 Uniform Combined State Law Examination
    2023-06-26

View on SEC IAPD

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