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Kevin Michael Mulkern

Ubs Financial Services Inc.

Mount Pleasant, SC

Chicago, IL

CRD 5163143

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-03-25
IL RA APPROVED 2020-07-02
  • SC RA
    APPROVED
    Since 2026-03-25
  • IL RA
    APPROVED
    Since 2020-07-02

Branch Locations

Mount Pleasant, SC • United States

One North Wacker Drive Ste 3300, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Chicago IL 07/2007 06/2020
Jpmorgan Chase Bank Na Chicago IL 07/2007 06/2020
Ubs Financial Services Inc. Chicago IL 06/2020 Present
  • 07/2007 → 06/2020
    Jpmorgan Securities Llc
    Chicago, IL
  • 07/2007 → 06/2020
    Jpmorgan Chase Bank Na
    Chicago, IL
  • 06/2020 → Present
    Ubs Financial Services Inc.
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-02
S63 Uniform Securities Agent State Law Examination 2008-01-14
  • S66 Uniform Combined State Law Examination
    2020-07-02
  • S63 Uniform Securities Agent State Law Examination
    2008-01-14
Other Names
  • Kevin Michael Mukern
  • Kevin Mulkern
  • Kevin Michael Mulkern
  • Kevin Michael Mulkern

View on SEC IAPD

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APOLLON WEALTH MANAGEMENT, LLC · MOUNT PLEASANT, SC
APOLLON FINANCIAL, LLC · MOUNT PLEASANT, SC
JANNEY MONTGOMERY SCOTT LLC · Mt. Pleasant, SC

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