Ambia Cummings

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-07-26

TX RA
APPROVED

Since 2024-07-26

Branch Locations

7200 N Mopac Expy Suite 170, Austin, TX 78731 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Austin	TX	10/2022	11/2023
Full-Time Education	Round Rock	TX	09/2021	02/2024
International Bank Of Commerce	Austin	TX	11/2020	08/2022
Unemployed	Killeen	TX	06/2020	11/2020
Unemployed	Killeen	TX	11/2018	03/2019
Hertz/Dollar & Thrifty	Killeen	TX	03/2019	06/2020
United States Air Force	Mountain Home Afb	ID	08/2016	11/2018
Himelick Financial Group	Austin	TX	01/2024	Present
Cetera Wealth Services, Llc	El Segundo	CA	02/2024	Present
Cetera Investment Advisers Llc	Schaumburg	IL	07/2024	Present

10/2022 → 11/2023

Charles Schwab & Co., Inc.

Austin, TX
09/2021 → 02/2024

Full-Time Education

Round Rock, TX
11/2020 → 08/2022

International Bank Of Commerce

Austin, TX
06/2020 → 11/2020

Unemployed

Killeen, TX
11/2018 → 03/2019

Unemployed

Killeen, TX
03/2019 → 06/2020

Hertz/Dollar & Thrifty

Killeen, TX
08/2016 → 11/2018

United States Air Force

Mountain Home Afb, ID
01/2024 → Present

Himelick Financial Group

Austin, TX
02/2024 → Present

Cetera Wealth Services, Llc

El Segundo, CA
07/2024 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: HIMELICK FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2024 POSITION/TITLE/RELATIONSHIP: CLIENT SERVICES MANAGER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ACT AS THE FIRST LINE OF COMMUNICATION FOR CLIENT INQUIRIES, ADDRESSING ISSUES PROMPTLY. LIAISE WITH EXTERNAL PARTNERS, INCLUDING CETERA'S EXECUTIVES AND KEY SALES DISTRIBUTION NETWORK REPRESENTATIVES. FACILITATE PAPERWORK WORKFLOWS FOR ADVISORY AND BROKERAGE ACCOUNTS, MANAGING ACCOUNT TRANSFERS, AND CONFERENCE CALLS. PREPARE FINANCIAL PLANNING DOCUMENTATION, INCLUDING RETIREMENT PROJECTIONS AND ASSET ALLOCATIONS. EXECUTE AND CALCULATE TRADES IN CLIENT PORTFOLIOS AS PER ADVISORS' INSTRUCTIONS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-07-22
S63	Uniform Securities Agent State Law Examination	2023-02-22

S66 Uniform Combined State Law Examination

2024-07-22
S63 Uniform Securities Agent State Law Examination

2023-02-22

View on SEC IAPD