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Current Employers
Lsb Wealth Management

1375 Sw State Street, Ankeny, IA 50023 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2022-10-27
  • IA RA
    APPROVED
    Since 2022-10-27

Branch Locations

1375 Sw State Street, Ankeny, IA 50023 • United States

13523 University Avenue, Clive, IA 50325 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Twin Cedars Csd Bussey IA 04/2012 05/2018
Twin Cedars Csd Bussey IA 12/2016 08/2018
University Of Northern Iowa Cedar Falls IA 08/2018 12/2021
University Of Northern Iowa Cedar Falls IA 09/2018 04/2019
Clow Valve Co Oskaloosa IA 05/2019 08/2019
Hillcrest Park Apartments Cedar Falls IA 08/2019 01/2022
Menards Cedar Falls IA 05/2020 02/2021
Lincoln Savings Bank Cedar Falls IA 02/2021 01/2022
Lincoln Savings Bank Cedar Falls IA 01/2022 05/2022
Lincoln Savings Bank Clive IA 05/2022 Present
Lsb Capital Management, Inc. Clive IA 09/2022 Present
Lpl Financial Clive IA 05/2023 Present
  • 04/2012 → 05/2018
    Twin Cedars Csd
    Bussey, IA
  • 12/2016 → 08/2018
    Twin Cedars Csd
    Bussey, IA
  • 08/2018 → 12/2021
    University Of Northern Iowa
    Cedar Falls, IA
  • 09/2018 → 04/2019
    University Of Northern Iowa
    Cedar Falls, IA
  • 05/2019 → 08/2019
    Clow Valve Co
    Oskaloosa, IA
  • 08/2019 → 01/2022
    Hillcrest Park Apartments
    Cedar Falls, IA
  • 05/2020 → 02/2021
    Menards
    Cedar Falls, IA
  • 02/2021 → 01/2022
    Lincoln Savings Bank
    Cedar Falls, IA
  • 01/2022 → 05/2022
    Lincoln Savings Bank
    Cedar Falls, IA
  • 05/2022 → Present
    Lincoln Savings Bank
    Clive, IA
  • 09/2022 → Present
    Lsb Capital Management, Inc.
    Clive, IA
  • 05/2023 → Present
    Lpl Financial
    Clive, IA
Other Businesses

1. 9/7/2023: LSB Insurance / Non-Variable Insurance / INVESTMENT RELATED / 4 HRS MNTH / 1 HRS DURING TRADING / START DATE 03/22/2023 2- 9/7/2023: LSB Wealth Management / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED 3. 9/12/2023: LSB Wealth Management; At reported business location(s); Registered Investment Advisor DBA; Admin; Inv. related; start date 8/31/2023; 80hrs/mo.; 4hrs during trading; I provide administrative support to LSB Capital Management, Inc., an independent investment advisor firm. I started this business activity in 9/2023. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 9/12/2023: LSB CAPITAL MANAGEMENT, INC.; At reported business location(s); Registered Investment Advisor Hybrid; Admin; Inv. related; start date 8/31/2023; 80hrs/mo.; 4hrs during trading; I provide administrative support to LSB Capital Management, Inc., an independent investment advisor firm. I started this business activity in 9/2023. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial..

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-03-22
S65 Uniform Investment Adviser Law Examination 2022-08-23
  • S63 Uniform Securities Agent State Law Examination
    2024-03-22
  • S65 Uniform Investment Adviser Law Examination
    2022-08-23
Other Names
  • Nicholas Haselhuhn
  • Nicholas Paul Haselhuhn

View on SEC IAPD

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