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1375 Sw State Street, Ankeny, IA 50023 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2022-10-27 |
Branch Locations
1375 Sw State Street, Ankeny, IA 50023 • United States
13523 University Avenue, Clive, IA 50325 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Twin Cedars Csd | Bussey | IA | 04/2012 | 05/2018 |
| Twin Cedars Csd | Bussey | IA | 12/2016 | 08/2018 |
| University Of Northern Iowa | Cedar Falls | IA | 08/2018 | 12/2021 |
| University Of Northern Iowa | Cedar Falls | IA | 09/2018 | 04/2019 |
| Clow Valve Co | Oskaloosa | IA | 05/2019 | 08/2019 |
| Hillcrest Park Apartments | Cedar Falls | IA | 08/2019 | 01/2022 |
| Menards | Cedar Falls | IA | 05/2020 | 02/2021 |
| Lincoln Savings Bank | Cedar Falls | IA | 02/2021 | 01/2022 |
| Lincoln Savings Bank | Cedar Falls | IA | 01/2022 | 05/2022 |
| Lincoln Savings Bank | Clive | IA | 05/2022 | Present |
| Lsb Capital Management, Inc. | Clive | IA | 09/2022 | Present |
| Lpl Financial | Clive | IA | 05/2023 | Present |
1. 9/7/2023: LSB Insurance / Non-Variable Insurance / INVESTMENT RELATED / 4 HRS MNTH / 1 HRS DURING TRADING / START DATE 03/22/2023 2- 9/7/2023: LSB Wealth Management / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED 3. 9/12/2023: LSB Wealth Management; At reported business location(s); Registered Investment Advisor DBA; Admin; Inv. related; start date 8/31/2023; 80hrs/mo.; 4hrs during trading; I provide administrative support to LSB Capital Management, Inc., an independent investment advisor firm. I started this business activity in 9/2023. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 9/12/2023: LSB CAPITAL MANAGEMENT, INC.; At reported business location(s); Registered Investment Advisor Hybrid; Admin; Inv. related; start date 8/31/2023; 80hrs/mo.; 4hrs during trading; I provide administrative support to LSB Capital Management, Inc., an independent investment advisor firm. I started this business activity in 9/2023. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial..
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-03-22 |
| S65 | Uniform Investment Adviser Law Examination | 2022-08-23 |
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