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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-04-01 |
Branch Locations
31 Inverness Center Pkwy Ste 550, Birmingham, AL 35242 • United States
Birmingham, AL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rhinoag | Gibson City | IL | 04/2018 | 10/2022 |
| Yanmar America | Adairsville | GA | 04/2016 | 04/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2022 | 01/2024 |
| Northwestern Mutual Investment Services Llc | Vestavia | AL | 02/2023 | 01/2024 |
| Rhinoag | Irondale | AL | 04/2023 | 06/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2023 | 01/2024 |
| Ameriprise Financial Services, Llc | Birmingham | AL | 01/2024 | Present |
Board of Directors; Alzheimer's of Central Alabama; Junior Board Member; 300 Office Park Drive, Suite 225, Birmingham, AL, 35223; Not Investment-Related; 02/11/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2023-05-26 |
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