Jonathan Pierce Swofford

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 04/2023
  Personal Capital Advisors Corporation
  Denver, CO
• 04/2023 → 06/2026
  Empower Advisory Group, Llc
  Greenwood Village, CO
• 03/2023 → 06/2026
  Empower Financial Services, Inc
  Greenwood Village, CO
• 08/2020 → 03/2023
  Empower Financial Services, Inc
  Greenwood Village, CO
• 06/2026 → Present
  Wealth Enhancement Advisory Services
  Denver, CO
• 06/2026 → Present
  Wealth Enhancement Group
  Denver, CO
• 06/2026 → Present
  Wealth Enhancement Brokerage Services
  Denver, CO

Previous Registrations

• 2023-04-03 → 2026-06-17
  Empower Advisory Group, Llc
  Healdsburg, CA
  Greenwood Village, CO
  Denver, CO
  Greenwood Village, CO
• 2015-06-02 → 2023-04-03
  Personal Capital Advisors Corporation
  Denver, CO
  Denver, CO

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-08-09
• S65 Uniform Investment Adviser Law Examination
  2015-05-19

Designations

• Certified Financial Planner

Other Names

• Jonathan Pierce Swofford