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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-25
MO RA APPROVED 2023-08-01
  • TX RA
    APPROVED_RES
    Since 2026-06-25
  • MO RA
    APPROVED
    Since 2023-08-01

Branch Locations

Citi Wealth Management, Service/Operations 1000 Technology Drive, 3Rd Fl, O'FAllon, MO 63368 • United States

St Louis, MO • United States

Citi Wealth Management, Nic 14000 Citi Cards Way, Building C2, Jacksonville, FL 32258 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. St Louis MO 09/2021 06/2023
J.P. Morgan Securities Llc St Louis MO 09/2022 06/2023
Lindenwood University St Charles MO 08/2021 05/2022
Public Registry Of Panama Panama 08/2017 02/2020
Unemployed Panama 09/2012 07/2017
Unemployed Panama 03/2020 07/2021
Citigroup O'FAllon MO 06/2023 Present
  • 09/2021 → 06/2023
    Jpmorgan Chase Bank, N.A.
    St Louis, MO
  • 09/2022 → 06/2023
    J.P. Morgan Securities Llc
    St Louis, MO
  • 08/2021 → 05/2022
    Lindenwood University
    St Charles, MO
  • 08/2017 → 02/2020
    Public Registry Of Panama
    Panama
  • 09/2012 → 07/2017
    Unemployed
    Panama
  • 03/2020 → 07/2021
    Unemployed
    Panama
  • 06/2023 → Present
    Citigroup
    O'FAllon, MO
Other Businesses

Padel Tennis and Pickleball coach.; Not Investment-related; Nature: Give lessons to improve sport techniques specifically in Padel Tennis and Pickleball.; St Louis, MO; Started: March 4, 2024.; Title: Padel Coach.; Duties: Provide individual or group lessons to improve game IQ and dexterity in Padel Tennis and Pickleball.; 0. hours are devoted each month during securities trading hours; 6-10. hours are devoted each month outside of securities trading hours. /////

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-01
S63 Uniform Securities Agent State Law Examination 2022-11-22
  • S65 Uniform Investment Adviser Law Examination
    2023-08-01
  • S63 Uniform Securities Agent State Law Examination
    2022-11-22
Other Names
  • Amir Hassan Saffari Aviles
  • Amir Saffari
  • Amir Hassan Saffari

View on SEC IAPD

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