Rosa Laura Flores

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2022 → 03/2023
  Wells Fargo Clearing Services, Llc
  Sugar Land, TX
• 06/2012 → Present
  Wells Fargo Bank, Na
  Sugar Land, TX
• 04/2023 → Present
  Wells Fargo Clearing Services, Llc
  Sugar Land, TX

Other Businesses

RENTAL PROPERTY, INVT RELATED, EAGLE LAKE, TX, 100% OWNERSHIP WITH SPOUSE, START DATE 5/14/2004, 1 HR PER MONTH, 0 HRS DURING TRADING, PROPERTY MANAGEMENT. RENTAL PROPERTY, INVT RELATED, EAGLE LAKE, TX, 100% OWNERSHIP WITH SPOUSE, START DATE 12/1/2006, 1 HR PER MONTH, 0 HRS DURING TRADING, PROPERTY MANAGEMENT. FLORES REAL ESTATE, LLC; NOT INV. RELATED; EAGLE LAKE,TX; 100% OWNERSHIP INCLUDING SPOUSE; START DATE 04/15/2009; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; HOLDS RENTAL PROPERTIES. RENTAL PROPERTY; INV. RELATED; EAGLE LAKE, TX; 100% OWNERSHIP WITH SPOUSE; START DATE: 8/1/2024; 2 HOURS PER MONTH; 0 HOURS DURING BUSINESS. RENTAL BUSINESS, INV RELATED, EAGLE LAKE, TX, 100% OWNERSHIP, START 10/1/24, 1 HR PER MONTH, 0 HRS DURING TRADING;

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-07-10
• S63 Uniform Securities Agent State Law Examination
  2023-01-04

Other Names

• Rosa Laura Hercules
• Rosa L Flores
• Rosa Laura Flores
• Rosa L Hercules