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Lee Martin

Cetera Investment Advisers LLC

Knoxville, TN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-12-10
  • TN RA
    APPROVED
    Since 2024-12-10

Branch Locations

151 Major Reynolds Place, Knoxville, TN 37919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Saint Cloud MN 10/2023 10/2024
Regions Bank Knoxville TN 05/2017 Present
Bradford Catered Events Knoxville TN 03/2017 06/2017
Unknown Knoxville TN 02/2016 02/2017
Cetera Investment Advisers Llc Knoxville TN 09/2024 10/2024
Cetera Investment Services Llc Saint Cloud MN 12/2024 Present
Cetera Investment Advisers Llc Knoxville TN 12/2024 Present
  • 10/2023 → 10/2024
    Cetera Investment Services
    Saint Cloud, MN
  • 05/2017 → Present
    Regions Bank
    Knoxville, TN
  • 03/2017 → 06/2017
    Bradford Catered Events
    Knoxville, TN
  • 02/2016 → 02/2017
    Unknown
    Knoxville, TN
  • 09/2024 → 10/2024
    Cetera Investment Advisers Llc
    Knoxville, TN
  • 12/2024 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 12/2024 → Present
    Cetera Investment Advisers Llc
    Knoxville, TN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-30
  • S66 Uniform Combined State Law Examination
    2024-08-30

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
TRUIST ADVISORY SERVICES, INC.
PFS INVESTMENTS INC.
SAGESPRING WEALTH PARTNERS

Other Investors

WILLIAM HANKINS
JAMES COFFEY
GARY J MORRIS
WILLIAM MICHAEL HOTZFIELD
HUNTER NICHOLSON
ROBERT SASS
JONATHAN LOVE
HUNTER ROCK

Other Offices

STRATEGIC ADVISERS LLC · KNOXVILLE, TN
RAYMOND JAMES & ASSOCIATES, INC. · KNOXVILLE, TN
EDWARD JONES · FARRAGUT, TN
FIFTH THIRD SECURITIES, INC. · KNOXVILLE, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Farragut, TN
TRUIST ADVISORY SERVICES, INC. · KNOXVILLE, TN
PFS INVESTMENTS INC. · KNOXVILLE, TN
EDWARD JONES · KNOXVILLE, TN

More in Knoxville, TN

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