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Ashley Lauren Gunther

LPl Enterprise, LLC

Holmdel, NJ

CRD 7631429

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-07-16
  • NJ RA
    APPROVED
    Since 2025-07-16

Branch Locations

101 Crawfords Corner Rd Suite 2409, Holmdel, NJ 07733 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Pnc Bank Baltimore MD 09/2011 12/2017
Bb&T Bank Severna Park MD 01/2018 03/2019
Truist Bank Baltimore MD 03/2019 09/2022
Truist Investment Services Inc. Baltimore MD 09/2022 10/2023
Truist Advisory Services Inc. Baltimore MD 09/2022 10/2023
Lpl Enterprise, Llc East Brunswick NJ 06/2025 Present
Unemployed Cherry Hill NJ 10/2023 06/2025
  • 09/2011 → 12/2017
    Pnc Bank
    Baltimore, MD
  • 01/2018 → 03/2019
    Bb&T Bank
    Severna Park, MD
  • 03/2019 → 09/2022
    Truist Bank
    Baltimore, MD
  • 09/2022 → 10/2023
    Truist Investment Services Inc.
    Baltimore, MD
  • 09/2022 → 10/2023
    Baltimore, MD
  • 06/2025 → Present
    East Brunswick, NJ
  • 10/2023 → 06/2025
    Unemployed
    Cherry Hill, NJ
Previous Registrations
Other Businesses

1) 06/20/2025 - Prudential Advisors - Financial Professional - DBA for LPL Business (entity for LPL business) - at reported business location(s) - start date 06/20/2025 - investment related 2) 06/20/2025 - Non-Variable Insurance/Insurance Agency - Financial Professional - Cherry Hill, NJ - 160 HRS/Mth. - start date 06/20/2025 - investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-30
  • S66 Uniform Combined State Law Examination
    2022-12-30

View on SEC IAPD

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