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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-02
  • TX RA
    APPROVED
    Since 2026-07-02

Branch Locations

20 Greenway Plz, Houston, TX 77046 • United States

24200 Kuykendahl Rd, Tomball, TX 77375 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Los Angeles CA 09/2022 12/2022
Jpmorgan Chase Bank, N.A. Gardena CA 09/2022 01/2024
Bank Of America Riverside CA 01/2018 02/2022
Subway Yorba Linda CA 06/2016 11/2017
Unemployed Corona CA 12/2017 12/2017
Unemployed Los Angeles CA 03/2022 08/2022
J.P. Morgan Securities Llc Gardena CA 10/2023 01/2024
Npc Investments Porter Ranch CA 02/2016 01/2017
Rollino Group Brea CA 12/2016 11/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 02/2026 Present
Jpmorgan Chase Bank, N.A. Los Anegeles CA 01/2024 02/2026
Bank Of America, N.A. Houston TX 04/2026 Present
  • 09/2022 → 12/2022
    J.P. Morgan Securities Llc
    Los Angeles, CA
  • 09/2022 → 01/2024
    Jpmorgan Chase Bank, N.A.
    Gardena, CA
  • 01/2018 → 02/2022
    Bank Of America
    Riverside, CA
  • 06/2016 → 11/2017
    Subway
    Yorba Linda, CA
  • 12/2017 → 12/2017
    Unemployed
    Corona, CA
  • 03/2022 → 08/2022
    Unemployed
    Los Angeles, CA
  • 10/2023 → 01/2024
    J.P. Morgan Securities Llc
    Gardena, CA
  • 02/2016 → 01/2017
    Npc Investments
    Porter Ranch, CA
  • 12/2016 → 11/2017
    Rollino Group
    Brea, CA
  • 02/2026 → Present
    Houston, TX
  • 01/2024 → 02/2026
    Jpmorgan Chase Bank, N.A.
    Los Anegeles, CA
  • 04/2026 → Present
    Bank Of America, N.A.
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-01
  • S66 Uniform Combined State Law Examination
    2026-07-01
Other Names
  • Vivica Herrell

View on SEC IAPD

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