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Nicholas Joseph Scherer

Schwab Wealth Advisory, Inc.

San Francisco, CA

Indianapolis, IN

CRD 7630981

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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-01-28
TX RA APPROVED 2025-01-28
  • IN RA
    APPROVED
    Since 2025-01-28
  • TX RA
    APPROVED
    Since 2025-01-28

Branch Locations

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

8332 Woodfield Crossing Blvd, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 10/2022 Present
Unemployed Indianapolis IN 09/2022 10/2022
Simon Property Group Indianapolis IN 07/2021 09/2022
Unemployed Indianapolis IN 05/2021 07/2021
Capital Strategies Investment Group Oakbrook Terrace IN 06/2019 08/2020
J. Crew Indianapolis IN 06/2018 11/2018
Full-Time Education Bloomington IN 08/2017 05/2021
Unemployed Carmel IN 06/2017 08/2017
Full-Time Education Indianapolis IN 01/2015 06/2017
Schwab Wealth Advisory, Inc. Indianapolis IN 01/2025 Present
  • 10/2022 → Present
    Charles Schwab & Co., Inc.
    Indianapolis, IN
  • 09/2022 → 10/2022
    Unemployed
    Indianapolis, IN
  • 07/2021 → 09/2022
    Simon Property Group
    Indianapolis, IN
  • 05/2021 → 07/2021
    Unemployed
    Indianapolis, IN
  • 06/2019 → 08/2020
    Capital Strategies Investment Group
    Oakbrook Terrace, IN
  • 06/2018 → 11/2018
    J. Crew
    Indianapolis, IN
  • 08/2017 → 05/2021
    Full-Time Education
    Bloomington, IN
  • 06/2017 → 08/2017
    Unemployed
    Carmel, IN
  • 01/2015 → 06/2017
    Full-Time Education
    Indianapolis, IN
  • 01/2025 → Present
    Schwab Wealth Advisory, Inc.
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-07
S63 Uniform Securities Agent State Law Examination 2023-01-27
  • S66 Uniform Combined State Law Examination
    2024-05-07
  • S63 Uniform Securities Agent State Law Examination
    2023-01-27
Other Names
  • Nick Scherer

View on SEC IAPD

Nearby Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.

Nearby Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS

Nearby Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA

More in San Francisco, CA

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