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Synovus Securities, Inc. CRD 14023
$8.45B regulatory AUM 100 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
33 West 14Th Street 3Rd Floor, Columbus, GA 31901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-05-22 |
| TX | RA | APPROVED_RES | 2024-03-23 |
| AL | RA | APPROVED | 2024-01-10 |
| NC | RA | APPROVED | 2024-01-10 |
| SC | RA | APPROVED | 2024-01-10 |
| WA | RA | APPROVED | 2024-01-10 |
| VA | RA | APPROVED | 2024-01-05 |
| CO | RA | APPROVED | 2024-01-04 |
| GA | RA | APPROVED | 2024-01-04 |
| FL | RA | APPROVED | 2024-01-03 |
| CA | RA | APPROVED | 2024-01-02 |
Branch Locations
150 West Hancock Ave, Athens, GA 30601 • United States
110 Jefferson St, Newnan, GA 30263 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stadion Money Management | Watkinsville | GA | 01/2014 | 02/2018 |
| Alps Distributors Inc. | Denver | GA | 01/2014 | 02/2018 |
| Voya Investment Management Co. Llc | New York | NY | 02/2018 | 06/2022 |
| Voya Investment Management | Bishop | TX | 02/2018 | 06/2022 |
| Voya Investments Distributor, Llc | Windsor | CT | 02/2018 | 06/2022 |
| Thornburg Investment Management | Santa Fe | NM | 06/2022 | 12/2023 |
| Synovus Securities, Inc. | Athens | GA | 12/2023 | Present |
| Synovus Bank | Athens | GA | 12/2023 | 12/2025 |
| Pinnacle Bank | Athens | GA | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-15 |
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