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Mariner CRD 140195
$125B regulatory AUM 216 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-05-12 |
Branch Locations
1500 Broadway 28Th Floor, New York, NY 10036 • United States
Schenectady, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Life Group | Queensbury | NY | 09/2022 | 08/2023 |
| Equity Services Inc | Montpelier | VT | 10/2022 | 08/2023 |
| Broadway Joes | Schenectady | NY | 06/2017 | 06/2019 |
| Amedore Homes | Albany | NY | 05/2020 | 08/2022 |
| St. Rose College | Albany | NY | 08/2019 | 12/2022 |
| Unemployed | Duanesburg | NY | 06/2019 | 08/2019 |
| Full Time Student At Duanesburg Central Schools | Duanesburg | NY | 10/2012 | 06/2017 |
| Ameriprise Financial Services, Llc | Albany | NY | 08/2023 | 05/2025 |
| Mariner | Overland Park | KS | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-22 |
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