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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-06-11 |
Branch Locations
294 W Plaza Dr, Suite I-9, Mooresville, NC 28117 • United States
Mooresville, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carolina Planning Consultants, Llp | Concord | NC | 03/2011 | 06/2020 |
| Lpl Financial, Llc | Mooresville | NC | 08/2011 | Present |
| Ifg Advisory, Llc | Atlanta | GA | 01/2016 | 05/2020 |
1. 6/23/2020 - Morgan Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/12/2020 - 160 Hours Per Month During Securities Trading. 2. 9/2/2020 - Morgan Wealth Management - DBA: Trail Blaze Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 8/31/2020 - 40 Hours Per Month/40 Hours During Securities Trading. 3. 11/23/2020 - No Business Name - Investment Related - At FINRA office or via Zoom - Other - FINRA Arbitrator - Started 11/30/2020 - 2 Hours Per Month During Securities Trading - Act as an arbitrator for advisor/client disputes under FINRA. 4. 11/24/2020 - No Business Name - Not Investment Related - Extreme Ice 4705 Indian Trail Fairview Rd 28079; Pineville Ice House 400 Towne Centre Blvd 28134 - Outside/ W-2 Employment - Ice Hockey Official - Started 01/01/2020 - 5 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-09-25 |
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