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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-07-25
  • IN RA
    APPROVED
    Since 2023-07-25

Branch Locations

Evansville, IN • United States

7994 S Professional Dr, Fort Branch, IN 47648 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hendersonville Fire Department Hendersonville TN 12/2018 06/2023
Uber Nashville TN 07/2018 11/2018
Hensel Phelps Construction Nashville TN 05/2018 06/2018
Unemployed Nashville TN 03/2018 04/2018
City Of Henderson Henderson KY 08/2011 02/2018
Raymond James Financial Services, Inc Gallatin TN 09/2022 Present
Four G, Llc - Dba Grabbe Wealth And Retirement Fort Branch IN 07/2023 Present
Raymond James Financial Services Advisors, Inc Gallatin TN 03/2023 Present
  • 12/2018 → 06/2023
    Hendersonville Fire Department
    Hendersonville, TN
  • 07/2018 → 11/2018
    Uber
    Nashville, TN
  • 05/2018 → 06/2018
    Hensel Phelps Construction
    Nashville, TN
  • 03/2018 → 04/2018
    Unemployed
    Nashville, TN
  • 08/2011 → 02/2018
    City Of Henderson
    Henderson, KY
  • 09/2022 → Present
    Raymond James Financial Services, Inc
    Gallatin, TN
  • 07/2023 → Present
    Four G, Llc - Dba Grabbe Wealth And Retirement
    Fort Branch, IN
  • 03/2023 → Present
    Gallatin, TN
Other Businesses

(1)Name of Business: Grabbe Wealth and Retirement Address: 7994 S Professional Dr, Fort Branch, IN, 47648-8455, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/10/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial advisor. I am an employee of Four G, LLC. I practice under the DBA with Raymond James - Grabbe Wealth and Retirement Group.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-01
  • S66 Uniform Combined State Law Examination
    2023-03-01
Other Names
  • Will Ainsworth
  • William Ainsworth

View on SEC IAPD

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