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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Katy | TX | 09/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Katy | TX | 09/2022 | Present |
| Bank Of America | Sugar Land | TX | 02/2022 | 08/2022 |
| Apple | Houston | TX | 10/2021 | 11/2021 |
| Star Furniture | Houston | TX | 02/2019 | 03/2020 |
| Don Mcgill Toyota | Houston | TX | 10/2018 | 02/2019 |
| Optimus Medical Supply Inc | Houston | TX | 01/2017 | 10/2018 |
| American Medical Supply | Sugar Land | TX | 05/2014 | 12/2016 |
| Acg Texas | Houston | TX | 12/2017 | 12/2017 |
| Unemployed | Richmond | TX | 04/2020 | 09/2021 |
| Unemployed | Richmond | TX | 12/2021 | 01/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 2022-10-20 |
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