Andrew James Friedman

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-01-05
LA	RA	APPROVED	2023-01-05
TX	RA	APPROVED	2023-01-05

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Kumon	Santa Clarita	CA	03/2017	08/2018
California Polytechnic State University San Luis Obispo	San Luis Obispo	CA	09/2021	06/2022
Morgan Stanley Smith Barney Llc	San Francisco	CA	10/2022	Present
Rio Norte Jr High School, Valencia High School	Santa Clarita	CA	08/2012	06/2018
California Polytechnic State University San Luis Obispo	San Luis Obispo	CA	09/2018	06/2022
Unemployed	Santa Clarita	CA	07/2022	09/2022

03/2017 → 08/2018

Kumon

Santa Clarita, CA
09/2021 → 06/2022

California Polytechnic State University San Luis Obispo

San Luis Obispo, CA
10/2022 → Present

Morgan Stanley Smith Barney Llc

San Francisco, CA
08/2012 → 06/2018

Rio Norte Jr High School, Valencia High School

Santa Clarita, CA
09/2018 → 06/2022

California Polytechnic State University San Luis Obispo

San Luis Obispo, CA
07/2022 → 09/2022

Unemployed

Santa Clarita, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-09-09

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