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Maxwell C Wallace

Dover Advisors, LLC

Richmond, VA

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Current Employers
Dover Advisors, Llc

Richmond, VA • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-04-25
  • VA RA
    APPROVED
    Since 2023-04-25

Branch Locations

Richmond, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Atlantic Union Bank Fka Middleburg Financial / Middleburg Trust Richmond VA 04/1997 08/2022
Dover Advisords, Llc Richmond VA 08/2022 Present
  • 04/1997 → 08/2022
    Atlantic Union Bank Fka Middleburg Financial / Middleburg Trust
    Richmond, VA
  • 08/2022 → Present
    Dover Advisords, Llc
    Richmond, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-25
  • S65 Uniform Investment Adviser Law Examination
    2023-04-25

View on SEC IAPD

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