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William Michael Swart

Alphacore Capital LLC

Tiverton, RI

La Jolla, CA

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Current Employers
Alphacore Capital Llc

1200 Prospect St Suite 200, La Jolla, CA 92037 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2026-08-05
  • RI RA
    APPROVED
    Since 2026-08-05

Branch Locations

3913 Main Road, Tiverton, RI 02878 • United States

1200 Prospect St Suite 200, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sayles Livingston Design Tiverton RI 06/2017 05/2020
Bryant University Smithfield RI 06/2018 05/2022
Gleeson's Wine And Spirits Little Compton RI 06/2021 02/2022
Brave Asset Management, Inc. Tiverton RI 05/2021 08/2021
Brave Asset Management, Inc. Tiverton RI 06/2022 07/2026
Unemployed Little Compton RI 08/2016 06/2017
Alphacore Capital Llc La Jolla CA 08/2026 Present
  • 06/2017 → 05/2020
    Sayles Livingston Design
    Tiverton, RI
  • 06/2018 → 05/2022
    Bryant University
    Smithfield, RI
  • 06/2021 → 02/2022
    Gleeson's Wine And Spirits
    Little Compton, RI
  • 05/2021 → 08/2021
    Brave Asset Management, Inc.
    Tiverton, RI
  • 06/2022 → 07/2026
    Brave Asset Management, Inc.
    Tiverton, RI
  • 08/2016 → 06/2017
    Unemployed
    Little Compton, RI
  • 08/2026 → Present
    Alphacore Capital Llc
    La Jolla, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-19
  • S65 Uniform Investment Adviser Law Examination
    2022-11-19
Designations

View on SEC IAPD

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