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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-05
  • FL RA
    APPROVED
    Since 2026-02-05

Branch Locations

1000 Se Monterey Commons Blvd Suite 202, Stuart, FL 34996 • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Stuart FL 09/2022 08/2023
Pnc Bank Stuart, Port St. Lucie, Jensen Beach FL 04/2015 08/2022
Raymond James & Associates, Inc. Stuart FL 08/2023 02/2026
Steward Partners Global Advisory, Llc Stuart FL 02/2026 Present
Steward Partners Investment Advisory, Llc Stuart FL 02/2026 Present
Steward Partners Investment Solutions, Llc Stuart FL 02/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-30
  • S66 Uniform Combined State Law Examination
    2023-10-30
Other Names
  • Laurel Knapp
  • Helen L Knapp

View on SEC IAPD

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