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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-07-09
SC RA APPROVED 2025-07-09
  • NC RA
    APPROVED
    Since 2025-07-09
  • SC RA
    APPROVED
    Since 2025-07-09

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Charlotte NC 07/2022 08/2024
Us Tech Solutions Jersey City NJ 07/2022 08/2024
Poke-Star Inc. Clemson SC 11/2019 03/2020
Clemson Outdoor Recreation Education (Core) Clemson SC 05/2019 07/2019
Blue Heron Restaurant And Catering Pendleton SC 08/2019 10/2019
Early Autism Project Sumter SC 05/2017 07/2017
Clemson University Clemson SC 08/2017 12/2021
South Carolina Governor School For Science And Mathematics Hartsville SC 08/2015 05/2017
Unemployed Sumter SC 01/2022 06/2022
Lpl Financial Llc Fort Mill SC 08/2024 05/2025
Lpl Financial Llc Fort Mill SC 06/2025 Present
  • 07/2022 → 08/2024
    Wells Fargo Clearing Services
    Charlotte, NC
  • 07/2022 → 08/2024
    Us Tech Solutions
    Jersey City, NJ
  • 11/2019 → 03/2020
    Poke-Star Inc.
    Clemson, SC
  • 05/2019 → 07/2019
    Clemson Outdoor Recreation Education (Core)
    Clemson, SC
  • 08/2019 → 10/2019
    Blue Heron Restaurant And Catering
    Pendleton, SC
  • 05/2017 → 07/2017
    Early Autism Project
    Sumter, SC
  • 08/2017 → 12/2021
    Clemson University
    Clemson, SC
  • 08/2015 → 05/2017
    South Carolina Governor School For Science And Mathematics
    Hartsville, SC
  • 01/2022 → 06/2022
    Unemployed
    Sumter, SC
  • 08/2024 → 05/2025
    Fort Mill, SC
  • 06/2025 → Present
    Fort Mill, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-10
S63 Uniform Securities Agent State Law Examination 2022-10-17
  • S66 Uniform Combined State Law Examination
    2025-06-10
  • S63 Uniform Securities Agent State Law Examination
    2022-10-17

View on SEC IAPD

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