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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-08-28
  • CA RA
    APPROVED
    Since 2024-08-28

Branch Locations

Los Angeles, CA • United States

462 S Marengo Ave, Pasadena, CA 91101 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Los Angeles CA 09/2022 09/2022
Southeastern California Conference Of Sd Riverside CA 07/2019 02/2022
Oakwood University Huntsville AL 08/2012 07/2016
Andrews University Berrien Springs MI 08/2016 06/2019
Unemployed Los Angeles CA 02/2022 09/2022
Ameriprise Financial Services, Llc. Los Angeles CA 09/2022 06/2024
Ameriprise Financial Services, Llc Pasadena CA 08/2024 Present
  • 09/2022 → 09/2022
    Ameriprise Financial Services
    Los Angeles, CA
  • 07/2019 → 02/2022
    Southeastern California Conference Of Sd
    Riverside, CA
  • 08/2012 → 07/2016
    Oakwood University
    Huntsville, AL
  • 08/2016 → 06/2019
    Andrews University
    Berrien Springs, MI
  • 02/2022 → 09/2022
    Unemployed
    Los Angeles, CA
  • 09/2022 → 06/2024
    Los Angeles, CA
  • 08/2024 → Present
    Pasadena, CA
Previous Registrations
Other Businesses

Board of Directors; BlackMenHikeLA; Secretary; 3756 Santa Rosalia Drive, Suite 326, Los Angeles, CA, 90008; Not Investment-Related; 01/01/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; JM Frederich Group Inc.; I am an AFA at JM Frederich Group Inc.; Manage advisory business; 462 S. Marengo Ave, , Pasadena, CA, 91101; Investment-Related; 08/26/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-17
  • S66 Uniform Combined State Law Examination
    2023-02-17
Other Names
  • Kyle Davin Smith
  • Kyle D Smith
  • Kyle Smith

View on SEC IAPD

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