Thavanh Clayton Xayarath

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2012 → Present
  Indiana Army National Guard
  Indianapolis, IN
• 11/2014 → 07/2020
  Verizon Wireless
  Fort Wayne, IN
• 07/2025 → Present
  Lpl Financial Llc
  Woodbridge, VA

Previous Registrations

• 2023-10-19 → 2025-07-10
  Next Financial Group, Inc.
  Fort Wayne, IN
  Woodbridge, VA
  Houston, TX

Other Businesses

1. 07/2025 - National Guard Bureau - Outside/W-2 Employment - Arlington, VA - NOT INV REL - Start Date 01/16/2024 - 160hrs/mth | 0-hrs during trading 2. 07/2025 - Inheritance Financial Solutions - DBA for LPL Business (entity for LPL business) - Fort Wayne, IN - IN REL - Start Date 09/23/2023 - 10hrs/mth | 10hrs during trading 3. 07/2025 - Inheritance Financial Solutions - Non-Variable Insurance - Fort Wayne, IN - IN REL - Start Date 09/23/2023 - 10hrs/mth | 0hrs during trading

Exams

• S66 Uniform Combined State Law Examination
  2023-10-19