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Kimberly Michelle Harrell

Cetera Investment Advisers LLC

Bloomington, IN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-07-05
  • IN RA
    APPROVED
    Since 2023-07-05

Branch Locations

965 College Mall Rd, Bloomington, IN 47401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc Saint Cloud MN 03/2022 Present
Regions Bank Indianapolis IN 06/2013 Present
Levy Restaurants Indianapolis IN 05/2019 03/2020
Cetera Investment Advisers Llc Indianapolis IN 07/2023 Present
  • 03/2022 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 06/2013 → Present
    Regions Bank
    Indianapolis, IN
  • 05/2019 → 03/2020
    Levy Restaurants
    Indianapolis, IN
  • 07/2023 → Present
    Cetera Investment Advisers Llc
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-29
  • S66 Uniform Combined State Law Examination
    2023-06-29
Other Names
  • Kimberly Michelle Anderson

View on SEC IAPD

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